Which authoritative document does this requirement come from?

  • Creator
    Topic
  • September 24, 2014 at 10:12 pm #188915
    joyflying
    Participant

    Hi,

    Although I know that issuers are required to be audited annually and be reviewed for quarterly information, I cannot find such requirement in authoritative documents (such as GAAS, PCAOB or SOX). Does anyone know where does this requirement come from?

    Thanks a lot.

    J

    AUD - 91
    BEC - 90
    FAR - 93
    REG - 94
    The best is yet to come..

    FAR - 93 (08/24/2014 - First down!)
    AUD - 91 (11/21/2014 - Second down!!)
    BEC - 90 (02/26/2015 - Third down!!!)
    REG - 94 (05/29/2015 - Touch down!!!!!)

    Here comes my touch down!
    Certified in MA (08/2015)

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  • September 25, 2014 at 1:00 pm #610299
    Hustle Darling!
    Participant

    @joyflying – The SEC Act of 1934.

    EST

     

    Roger CPA Review
    FAR - 5/31/16

    September 26, 2014 at 1:12 am #610300
    joyflying
    Participant

    @Hustle Darling! Thanks a lot!

    AUD - 91
    BEC - 90
    FAR - 93
    REG - 94
    The best is yet to come..

    FAR - 93 (08/24/2014 - First down!)
    AUD - 91 (11/21/2014 - Second down!!)
    BEC - 90 (02/26/2015 - Third down!!!)
    REG - 94 (05/29/2015 - Touch down!!!!!)

    Here comes my touch down!
    Certified in MA (08/2015)

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    Replies
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