1933 and 1934 Securities Acts… summary of differences?

  • Creator
    Topic
  • August 22, 2016 at 11:36 pm #816651
    D
    Participant

    For some reason I’ve never been able to nail these this down. Back in grad school (looong time ago), I remember our audit book had a fabulous chart/table comparing the two and summarizing the key differences (i.e. purpose, who can sue, accountant liability and defenses, etc.).

    Unfortunately, the textbook is long gone – pretty sure I sold it for cash (poor college student!) as soon as the semester was over.

    Does anyone know where I can find a similar summary? Anywhere on the web? Google has disappointed thus far…

    **************************
    AUD: 77  (Jan 2016)
    BEC: 80  (May 2016)
    REG: (rematch May 2017)
    FAR: (rematch Apr 2017)
    **************************

    ----------
    AUD - 74, 77! (1/2016)
    BEC - 80! (5/2016)
    REG - tbd (8/2016)
    FAR - tbd

    Study materials: NINJA MCQ/Audio/Notes

    "I can do ALL things through Christ who strengthens me!"
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Viewing 8 replies - 1 through 8 (of 8 total)
  • Author
    Replies
  • August 23, 2016 at 12:56 am #816750
    Anonymous
    Inactive

    View post on imgur.com

    There you go!

    August 23, 2016 at 12:57 am #816759
    Anonymous
    Inactive

    There you go!

    View post on imgur.com

    August 23, 2016 at 8:15 am #817158
    BenB
    Participant

    This seems like a very obscure thing to ask. I wouldn't waste my time memorizing the differences.

    FAR 7/11/16 - 87
    BEC 9/9/16
    REG TBD
    AUD TBD

    August 23, 2016 at 10:15 am #817398
    D
    Participant

    Thanks @Amor D!!



    @BenB     – why do you say that? Considering the amount of questions I see on the topic and the fact that BLAW is 40% of my score, I think it's pretty important to know 🙂

    **************************
    AUD: 77  (Jan 2016)
    BEC: 80  (May 2016)
    REG: (rematch May 2017)
    FAR: (rematch Apr 2017)
    **************************

    ----------
    AUD - 74, 77! (1/2016)
    BEC - 80! (5/2016)
    REG - tbd (8/2016)
    FAR - tbd

    Study materials: NINJA MCQ/Audio/Notes

    "I can do ALL things through Christ who strengthens me!"
    ----------

    August 23, 2016 at 10:27 am #817422
    Anonymous
    Inactive

    You're welcome, TXC!
    You'll be surprised how many random questions you can get just with 1933 and 1934 topics alone. It can range between 5-10 and it's painful to miss those easy questions because you cannot get these two sections straight without mastering this simple table.

    October 19, 2017 at 1:51 pm #1650499
    jenpen
    Participant

    Thank you so much for this image (if you even check this forum anymore)! I'm having so much trouble with the differences and I keep getting the questions wrong. Hopefully this will help me nail each of them down.

    AUD - 85
    BEC - 84
    FAR - 82
    REG - 78
    Ethics - 95
    Licensed in IL & MO

    AUD - 56 - 68 - 61 - 9/8/16
    REG - 75
    FAR - 7/15/16
    BEC - TBD

    Wiley CPAexcel and NINJA 10 Point Combo

    October 19, 2017 at 2:01 pm #1650502
    Ana
    Participant

    don't bother with this. master tax and you'll pass no problem. unless you're aiming for the Elijah award.

    BEC - 78
    AUD - 75
    REG - 64, 77
    FAR - 73, 73, 73, 82
    Ethics: 74, 84, 98
    Finally done after 23 months.
    October 19, 2017 at 2:09 pm #1650506
    Anonymous
    Inactive

    I think it's important to know the differences, but I agree, there are n SIMS on this, and the MCQs are straightforward. HOwever, if you consistently getting those questions wrong, there is nothing wrong with reviewing the chart!

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